As our client, you benefit from a dedicated, full-time team of investment research professionals who specialize in areas ranging from alternative investments to equities and beyond. Through our partnership with Commonwealth Financial Network®, our Registered Investment Adviser–broker/dealer, we have access to an extended office that provides us with timely research, market insights, and guidance for our clients—you!
Brad McMillan, CFA®, CAIA, MAI
Managing Principal and Chief Investment Officer
- Chairs the Investment Committee and is the primary spokesperson for Commonwealth’s investment divisions
- Shares his comments and thoughts on the economy in his blog, The Independent Market Observer
- Is a Chartered Financial Analyst® (CFA®) charterholder, holds the Chartered Alternative Investment Analyst (CAIA) designation, and is a member of the Appraisal Institute
- Earned a BA from Dartmouth College, an MS in real estate from MIT, and an MS in finance from Boston College
- Has prior experience as the founder of Dartmouth Realty Advisors
Brian Price, CFA®
Senior Vice President, Investment Management and Research
- Manages the Research team
- Oversees asset allocation, fund selection, and overall management of Commonwealth’s Preferred Portfolio Services® Select program
- Is a Chartered Financial Analyst® (CFA®) charterholder and holds the FINRA Series 7, 63, and 65 securities registrations
- Earned a BA from Georgetown University
- Has prior experience as a senior financial advisor associate at Bernstein Investment Research and Management
Chad LaFauci, CFA®, CAIA
Vice President, Alternative Investments
- Analyzes, approves, and monitors all alternative investments products (e.g., private equity, private credit, hedge funds, real estate, infrastructure, and commodities)
- Manages the Alternative Investments team, which assists advisors with portfolio construction, as well as individual investment research and analysis
- Is a Chartered Financial Analyst® (CFA®) charterholder and holds the Chartered Alternative Investment Analyst (CAIA) designation and the FINRA Series 7, 24, 63, and 65 securities registrations
- Earned a BS in economics from Bates College
- Has prior experience in a position at Investors Bank & Trust
Jim McAllister, CFA®
Director, Equity Research
- Oversees the Equity Research team, which assists advisors with ongoing due diligence and analysis of equity-based mutual funds, exchange-traded funds, separately managed accounts, and individual securities
- Manages the Preferred Portfolio Services® Select Equity Income SMA models
- Responds to advisor inquiries on equity portfolio construction, individual equity research, and equity portfolio reviews
- Is a Chartered Financial Analyst® (CFA®) charterholder
- Earned a BS in finance from Lehigh University
- Has prior experience as a research analyst at Loomis, Sayles & Co. and State Street Global Advisors in the U.S. quantitative group
Brian McCormick, CIMA®
Manager, Investment Management and Research
- Manages evaluation, selection, and dissemination of research in the small- and mid-cap asset classes
- Conducts research and due diligence on exchange-traded products
- Responds to advisor inquiries on various investment topics, including asset allocation, mutual funds, exchange-traded funds, and separate account managers
- Holds the Certified Investment Management Analyst® (CIMA®) designation and the FINRA Series 7, 24, and 63 securities registrations
- Earned a BS in management from Quinnipiac University
- Has more than 17 years of industry experience including at positions at Signator Investors and Putnam Investments
Sam Millette
Senior Investment Research Analyst, Fixed Income
- Analyzes individual fixed income securities, responds to advisor requests, and assists with market research and commentary
- Assists with trading and re-balancing of SMA portfolios
- Earned a BA in economics from Tufts University and is currently a Level II Chartered Financial Analyst® (CFA®) candidate
Anu Gaggar, CFA®, FRM®
Global Investment Strategist
- Prepares and delivers current economic and market analysis and portfolio positioning insights of the Investment Management team internally and externally.
- Contributes regularly to the CIO suite of publications on a monthly, weekly, and ad hoc basis to provide commentary and analysis across global asset classes.
- Participates in media interviews, client meetings, and public speaking engagements on relevant investment and market-related issues.
- Is a Chartered Financial Analyst® (CFA®) charterholder and holds the Financial Risk Manager (FRM®) designation and the FINRA Series 7 securities registration
- Earned an MS in finance from Boston College and an MBA in finance from NMIMS in India
- Taught a master’s-level finance course at Boston University and worked at Virtua Research and SBI Capital Markets in India
Fred DeBaets
Portfolio Manager, Investment Management and Research
- Manages Commonwealth’s Preferred Portfolio Services® Select Fixed Income SMA strategies
- Assists with portfolio construction and ideas on fixed income market opportunities
- Earned a BS in financial management and economics and an MBA from Plymouth State University
- Has prior experience in fixed income positions at Morgan Stanley and Bear Stearns
Chris Fasciano
Portfolio Manager, Investment Management and Research
- Oversees Commonwealth’s Preferred Portfolio Services® Select program and the Commonwealth Model Portfolios
- Assists with asset allocation, security selection, and ongoing portfolio monitoring
- Responds to advisor inquiries about their own model portfolios
- Earned a BA in economics from Bates College and an MBA from the University of North Carolina at Chapel Hill’s Kenan-Flagler Business School
- Has more than 20 years of experience in small- and mid-cap stock research and managing small- and mid-cap value portfolios for institutional and high-net-worth clients
Andrew Kitchings, CAIA, CMT, ERP, FRM
Portfolio Manager, Investment Management and Research
- Helps oversee Commonwealth’s Preferred Portfolio Services® Select program and the Commonwealth Model Portfolios
- Assists with asset allocation, security selection, and ongoing portfolio monitoring
- Holds the Chartered Market Technician (CMT), Chartered Alternative Investment Analyst (CAIA), Energy Risk Professional (ERP), and Financial Risk Manager (FRM) designations and is a member of the Boston Security Analysts Society Holds the FINRA Series 7 and 66 securities registrations
- Earned dual degrees in economics and history with a concentration in East Asian studies from Emory University
- Has prior experience in positions at LPL Financial and Bank of America
Robert Kane, CAIA
Senior Research Analyst, Alternatives
- Facilitates due diligence and research activities on products within alternative financial strategies (e.g., managed futures, hedge funds, private equity, structured products, mutual funds, and exchange traded funds)
- Holds the Chartered Alternative Investment Analyst (CAIA) designation and the FINRA Series 7, 63, and 66 securities registrations
- Earned a degree from the University of Massachusetts Amherst
Nathan Parker, CFA®, CAIA
Senior Research Analyst, Real Assets
- Facilitates due diligence and research activities on real asset-focused investments (commercial real estate, commodities, infrastructure, and natural resources)
- Is a Chartered Financial Analyst® (CFA®) charterholder and holds the Chartered Alternative Investment Analyst (CAIA) designation and the FINRA Series 7 and 63 securities registrations
- Earned a bachelor’s in business administration from California State University, Chico, and a master’s in finance from San Diego State University
- Has prior experience at LPL Financial
Chris Stuart, CFA®
Senior Research Analyst, Equity
- Evaluates and selects managers and disseminates research in the large-cap equity asset class
- Responds to advisor inquiries on equity portfolio construction, individual equity research, and equity portfolio reviews
- Holds the FINRA Series 7 and 66 securities registrations
- Earned a BA in finance from the University of Massachusetts Amherst
- Has prior experience in positions at Columbia Management, Bank of America-Merrill Lynch, and TheStreet.com
Rob Swanke, CFA®, CAIA
Senior Research Analyst, Fixed Income
- Analyzes individual fixed income securities, responds to advisor requests, and assists with fixed income market research
- Is a Chartered Financial Analyst® (CFA®) charterholder and holds the Chartered Alternative Investment Analyst (CAIA) designation and the FINRA Series 65 securities registration
- Earned a BS in finance and accounting from Boston College
Justin Cleare
Research Analyst, Real Assets
- Facilitates due diligence and research activities on real asset-focused investments (commercial real estate, commodities, infrastructure, and natural resources)
- Is currently a Level III Chartered Financial Analyst® (CFA®) candidate and holds the FINRA Series 6, 26, and 99 securities registrations
- Earned a BA in finance and operations management from the University of Massachusetts Amherst
Peter Roberto
Research Analyst, Equity
- Supports analysts with due diligence and research activities on mutual funds, exchange traded-funds, and equities
- Evaluates and selects managers and disseminates research in the global and foreign SMID markets asset classes
- Assists the Investment Management team with calculating, analyzing, and updating both internal and external performance and attribution reports
Earned a BS in management, with an emphasis in finance, from Worcester Polytechnic Institute and is currently a Level II Chartered Financial Analyst® (CFA®) candidate
Wayne Richardson
Research Analyst, Equity
- Provides due diligence and research activities on mid- and small-cap mutual funds, exchange-traded funds, and equities
- Evaluates and selects managers and disseminates research in the mid-cap and small-cap equity asset classes
- Assists the Investment Management team with calculating, analyzing, and updating internal performance reports
- Earned a bachelor’s in economics from the University of Connecticut and holds the Chartered Financial Analyst® (CFA®) designation
Thomas Ryan
Research Analyst, Equity
- Responds to advisor inquiries on equity portfolio construction, individual equity research, and equity portfolio reviews
- Evaluates and selects managers and disseminates research in the mid-cap equity asset class
- Chartered Financial Analyst® (CFA®) charterholder
- Holds the FINRA Series 65 securities registration
- Earned a BS in business management from the Isenberg School of Management at the University of Massachusetts Amherst
Sarah Hargreaves
Analyst, Investment Management and Research
- Provides advanced technical, consultative, and platform-based support on a variety of topics to advisors and clients, particularly as it relates to Commonwealth’s Preferred Portfolio Services® (PPS) Select program.
- Identifies strategies to enhance model portfolio adoption and responds to advisor inquiries
- Holds the FINRA Series 7 and 66 securities registrations
- Earned a degree from Elon University
Sara Bray
Research Associate, Investment Management and Research
- Supports analysts on the fixed income team with due diligence and research activities on various mutual funds, exchange-traded funds, and individual securities
- Assists the Investment Management and Research team with updating both internal and external attribution reports
- Holds a BS in finance from Bentley University
Aaron Gigliotti
Research Associate, Investment Management and Research
- Supports analysts with due diligence and research activities on fixed income mutual funds, exchange-traded funds, and individual securities
- Assists the Investment Management team with calculating, analyzing, and updating both internal and external performance and attribution reports
- Holds a BSBA with a concentration in finance from Boston University
Tom Scarlata
Research Associate, Investment Management and Research
- Supports analysts with due diligence and research activities in fixed income and alternative investments
- Assists the Investment Management team with aggregating and presenting daily, weekly, and monthly investment analysis and performance reporting
- Earned a BS in economics and finance from Bentley University